Compliance with the rules and regulations is the minimum requirement of financial professionals.  In
order to zealously represent clients and maintain fair and equitable markets, we must go beyond the
basic minimums.

We must:
•       Zealously serve clients while seeking the most appropriate and cost effective strategies available to
suit their needs and goals.
Ethics Pledge
•       Act in accordance with the core values of trust and integrity at all times.
Kodiak Investment Management LLC
Balance      Integrity      Wisdom      Trust       Discipline  
•       Support charities and public service activities whenever possible.
•       Continue to expand our knowledge base and keep abreast of industry changes and advances.
•       Strive to make the financial services regulatory system as accessible and responsive as possible.
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